Study Design
This prospective, randomized, double-blind, double-dummy trial was
conducted at 115 centers in the United States, Canada, Israel, Mexico, and
Brazil. The institutional review board at each center approved the protocol,
which was conducted in accordance with the ethical principles set forth in the
Declaration of Helsinki. Patients were screened preoperatively and were
rescreened postoperatively before randomization to either ximelagatran or
warfarin. Randomization was performed through a computer-generated list by
means of an interactive voice-response system.
Patients
Patients undergoing primary total knee arthroplasty, either women without
childbearing potential or men, who were at least eighteen years old, weighed
between 40 and 136 kg, and who had provided written informed consent were
enrolled in the study. See the Appendix for other inclusion and exclusion
criteria. If the use of an epidural or spinal catheter extended into the
treatment period, the catheter was to be removed during trough levels at least
six hours after the previous dose and at least one hour before the next dose
of ximelagatran. Treatment with thrombolytic, anticoagulant, or antiplatelet
agents was not allowed within seven days before surgery or during the period
of administration of the study drug.
Treatment Regimens
According to the double-dummy design, patients randomized to the
ximelagatran group also received a warfarin placebo and those randomized to
the warfarin group also received a ximelagatran placebo. The first dose of
warfarin (Coumadin; Bristol-Myers Squibb, Princeton, New Jersey) or warfarin
placebo was administered on the evening of the day of surgery, and the
warfarin was titrated to a target international normalized ratio of 2.5
(range, 1.8 to 3.0). Ximelagatran in 36-mg tablets (Exanta; AstraZeneca,
Mölndal, Sweden) or ximelagatran placebo was administered twice daily
commencing as early as possible on the morning after surgery (at least twelve
hours after surgery) when adequate hemostasis had been achieved. Treatment was
continued until venography was performed (between days 7 and 12).
Efficacy Assessments
The composite primary efficacy end point was the incidence of total venous
thromboembolism (deep-vein thrombosis and pulmonary embolism) and mortality
from all causes during treatment, as determined by an Independent Central
Adjudication Committee. The composite secondary efficacy end point was the
incidence of proximal deep-vein thrombosis, pulmonary embolism, and mortality
from all causes during treatment. Deep-vein thrombosis was evaluated with
bilateral ascending
venography19,20
performed seven to twelve days after the initiation of study treatment. In
addition to central adjudication, venograms were assessed locally without
knowledge of the assigned study treatment. See the Appendix for the criterion
for deep-vein thrombosis and pulmonary embolism. Deaths were adjudicated as
"cannot exclude pulmonary embolism," "fatal bleeding
event," or "death not associated with pulmonary embolism or
bleeding." All cases of symptomatic deep-vein thrombosis, pulmonary
embolism, and death by any cause were objectively confirmed at the site and
then were adjudicated centrally. For all efficacy assessments, the treatment
period included up to two days after venography was performed or up to day 12
if venography was not performed. The follow-up period included the time from
the end of treatment through the four to six weeks of follow-up after
surgery.
Safety Assessments
The principal variables used to assess safety were major bleeding events
and major as well as minor bleeding events occurring up to forty-eight hours
after the administration of the last dose of study medication and from the end
of treatment through the four to six weeks after surgery. Any adverse event
that was reported as a bleeding event was reviewed by the Independent Central
Adjudication Committee and was categorized as "major,"
"minor," or "criteria for bleeding event not
satisfied." See the Appendix for the specific bleeding criteria.
The investigators also subjectively assessed the wound appearance and the
characteristics of the surgical wound (swelling, drainage, erythema, and
bleeding) according to the categories "as expected," "better
than expected," or "worse than expected." Follow-up clinical
examinations for thromboembolic events and other adverse events were conducted
four to six weeks postoperatively. Laboratory parameters were assessed at the
time of screening on the last day of administration of the study drug and at
the four to six-week visit.
Statistical Methods
The primary analysis of this study was designed to confirm the superior
efficacy of ximelagatran at a dose of 36 mg administered orally twice daily,
compared with warfarin. The dose of ximelagatran that was selected and the
sample size estimate were based on the results of a recent study of 1851
patients who underwent total knee
arthroplasty18. In
that study, the incidence of venous thromboembolism was 28% with warfarin and
20% with a 36-mg dose of ximelagatran. To detect a 25% relative risk reduction
in venous thromboembolism in this study, it was estimated that approximately
860 patients with adequate venographic evaluation per treatment group would be
necessary to provide 90% power to observe a difference between the two
treatment groups at a 5% level of significance (two-sided p value of
<0.05).
Differences between the treatment groups for categorical variables
including efficacy, bleeding, and wound parameters were analyzed with use of
the Cochran-Mantel-Haenszel chi-square test, stratified by the type of surgery
performed. Quantitative variables including blood loss and transfusion
requirements were assessed with use of analysis of variance.
Patient Disposition, Study Populations, and Demographics
Of the 2813 patients assessed for eligibility between June 2002 and
April 2003, 2303 were randomly assigned to the study treatment
(Fig. 1). Of the 510 patients
who were not randomized, 162 were not eligible, 152 withdrew consent, twelve
had an adverse event, and 184 were excluded for other reasons. The safety
population included 2299 patients who received at least one dose of study drug
or placebo; the other four randomized patients did not receive study
medication. The efficacy population included 1949 patients who underwent
primary total knee arthroplasty, had taken at least one dose of the study drug
or placebo, and had a venogram adequate for evaluation or had objectively
confirmed symptomatic venous thromboembolism or had died. During the follow-up
period, an additional nine patients in the ximelagatran group and ten in the
warfarin group withdrew from the study because of adverse events (two and one
patients, respectively), consent was withdrawn (six patients each), or for
other reasons (one and three patients, respectively). Baseline patient
characteristics (Table I) were
similar in the ximelagatran and warfarin groups. Further explanation of the
characteristics is contained in the Appendix.
Efficacy
The composite primary end point of total venous thromboembolism and death
from all causes during treatment was observed in 221 (22.5%) of 982 patients
receiving ximelagatran and in 308 (31.9%) of 967 patients receiving warfarin
(absolute risk reduction, 9.3%; relative risk reduction, 29.3%; p < 0.001;
number needed to treat = 11; Table
II) (see Appendix for an explanation of the number needed to treat
and sensitivity analysis). The composite end point of total venous
thromboembolism and death from all causes in the patients who underwent
bilateral surgery performed under the same anesthesia session (4.5% of all of
the patients underwent bilateral surgery; see electronic Appendix) was
observed in thirteen (31.0%) of forty-two patients in the ximelagatran group
and in twenty (43.5%) of forty-six patients in the warfarin group (absolute
risk reduction, 12.5%), which was slightly higher than that in the overall
efficacy population.
The composite secondary end point of proximal deep-vein thrombosis,
pulmonary embolism, or death from any cause during treatment was observed in
thirty-eight (3.9%) of 976 ximelagatran-treated patients and in forty (4.1%)
of 964 warfarin-treated patients (p = 0.802,
Table II). Confirmed
symptomatic deep-vein thrombosis occurred in eight patients (0.7%) in the
ximelagatran group and in fifteen patients (1.3%) in the warfarin group during
the treatment period. Two (0.2%) of 1151 patients in the ximelagatran group
and five (0.4%) of 1148 patients in the warfarin group had confirmed
symptomatic pulmonary embolism during treatment.
During the follow-up period, symptomatic deep-vein thrombosis occurred in
three patients in the ximelagatran group, one of whom also had pulmonary
embolism. One patient had symptomatic deep-vein thrombosis and no patient had
pulmonary embolism in the warfarin group. All four of these patients had
deep-vein thrombosis detected at mandatory venography. An additional two
patients had symptomatic venous thromboembolism develop during the follow-up
period but did not have mandatory venography. Ten patients died during the
study. Seven deaths occurred in the ximelagatran group; four patients died
during the treatment period, including one who died because of
gastrointestinal bleeding, and three died during the follow-up period. A
pulmonary embolism could not be ruled out as a cause of one death during
treatment and of two deaths that occurred during the follow-up period. In the
warfarin group, three deaths occurred: two patients died during the treatment
period, and one died during the follow-up period. The Independent Central
Adjudication Committee judged that none of these deaths was associated with
venous thromboembolism or bleeding.
In the patients assigned to warfarin treatment, the international
normalized ratio was within or above the target range of 1.8 to 3.0 in 640
(67%) of 956 patients at postoperative day 3 and in 690 (73%) of 944 patients
at the end of treatment. The mean international normalized ratio on the third
day after surgery was 2.4. No appreciable differences were noted in the mean
international normalized ratio values between patients with or without venous
thromboembolism on either day.
Safety
Major bleeding occurred in twelve patients in the ximelagatran group and in
five in the warfarin group during treatment
(Table III). One patient had a
fatal bleeding event and one bled at a critical site during the trial; both
patients were in the ximelagatran group. See the Appendix for a list of the
bleeding events. A similar pattern was observed in both treatment groups for
any bleeding event, i.e., the combination of major and minor bleeding events
(see electronic Appendix). No significant differences were detected between
the ximelagatran and warfarin groups with respect to mean operative blood
loss, postoperative wound drainage, and transfusion volumes.
Wound complications were assessed at three scheduled visits (postoperative
day 3, end of treatment, and follow-up). The overall wound appearance was
assessed as "as expected" or "better than expected" in
the majority of patients in the ximelagatran group (1035 [90.6%] of 1142
patients) and in the warfarin group (1042 [91.3%] of 1141 patients). Three
wound hematomas in three patients in the warfarin group required a return to
the operating room. In one of them, the surgical site was débrided
because of an infection, the implant was removed, and a spacer was implanted;
another had irrigation and débridement of the knee and closure of the
wound and muscle; and one had irrigation and débridement of the knee
wound. Three wound hematomas in three patients in the ximelagatran group
required bedside treatment. One of them was managed with elevation of the leg
and application of a cold compress, another had surgical débridement,
and the third had débridement of the knee wound and removal of an
incisional hematoma. Treatment-emergent postoperative complications were
similar in the two groups (see electronic Appendix).
Liver Enzymes
Transient elevations of alanine aminotransferase have been observed in
patients in long-term studies of
ximelagatran21, but
such elevations were rare in the ximelagatran-treated patients in the present
study. Further explanation appears in the Appendix. No clinical signs or
symptoms were attributed to the alanine aminotransferase elevations.
This study showed that postoperative administration of 36 mg of oral
ximelagatran twice daily was safe and superior to postoperative warfarin in
reducing the composite end point of venous thromboembolism and death from all
causes, according to both independent central adjudication and local site
assessment. The incidence of proximal deep-vein thrombosis, symptomatic
deep-vein thrombosis, and pulmonary embolism in this trial was low, as in
previous total knee arthroplasty trials of venous thromboprophylaxis with
ximelagatran22,23.
In randomized trials and cohort studies, both warfarin and
low-molecular-weight heparin have been shown to provide effective and safe
prophylaxis after total knee arthroplasty. In studies directly comparing
low-molecular-weight heparin with warfarin, the prevalence of venographically
determined total deep-vein thrombosis ranged from 16% to 45% (mean, 28%) of a
combined total of 1263 patients in the low-molecular-weight heparin groups
compared with 27% to 55% (mean, 43%) of a combined total of 1207 patients in
the warfarin
groups1,7-11,24.
Bleeding complications and transfusion requirements have generally been higher
with low-molecular-weight heparin than with
warfarin1,7,9,24.
Fondaparinux lowered the risk of venous thromboembolism in comparison with
enoxaparin in one trial involving total knee arthroplasty, but it was also
associated with a significantly (p = 0.006) higher rate of major bleeding than
was the low-molecular-weight
heparin25. The
advantage of warfarin over low-molecular-weight heparins and fondaparinux is
its oral administration, which can facilitate prophylaxis in the hospital and
after discharge. Nevertheless, warfarin has major limitations, such as a
delayed onset of action, numerous drug and food interactions, and the need for
coagulation monitoring and dose adjustment. Warfarin was chosen as the
comparator because it is the most commonly used pharmacologic prophylaxis in
patients undergoing total knee arthroplasty in North
America26,27
and because it received the highest rating in the American College of Chest
Physicians
guidelines1.
The incidence of major bleeding was low (1.0% in ximelagatran-treated
patients and 0.4% in warfarin-treated patients), and, although twice as many
events occurred in the ximelagatran-treated patients, the difference was not
significant. Major bleeding rates were lower than those reported in previous
studies comparing low-molecular-weight heparins and warfarin in patients
managed with total knee arthroplasty, which have ranged from 2.1% to
7.9%7,9,10,24.
This study was a multicenter, randomized, double-blind trial performed with
a double-dummy technique. A high percentage (84.8%) of the randomized patients
completed the protocol treatments and assessments for independent objective
evaluation, assuring an accurate and unbiased comparison for both efficacy and
safety outcomes. To our knowledge, the present study is the largest trial of
warfarin and a comparator in patients managed with total knee arthroplasty
only that has been performed to date, with the lowest reported rates of total
and proximal venous thromboembolism and very low rates of bleeding events. A
36-mg dose of oral ximelagatran taken twice daily for seven to twelve days
without coagulation monitoring or dose adjustment was significantly superior
to well-controlled warfarin in reducing the prespecified composite primary end
point of total venous thromboembolism (deep-vein thrombosis and pulmonary
embolism) and death from all causes after primary total knee arthroplasty. The
result was driven by a reduction in calf-vein thrombosis. The rates of major
and minor bleeding events with both treatments were low and were not
significantly different, although they were numerically greater with
ximelagatran. ?
Materials and Methods
Patients
Eligible patients were women without childbearing potential or men
who were at least eighteen years old, who weighed between 40 and 136 kg, and
who provided written informed consent. Only patients undergoing primary total
knee arthroplasty were included. The criteria for exclusion were major
surgery, stroke, myocardial infarction, or administration of any
investigational drug within thirty days before surgery; immobilization for
three or more days before surgery; traumatic epidural and/or spinal puncture
at surgery; planned pneumatic leg compression; a history of intracranial,
retroperitoneal, or intraocular bleeding; a history of gastrointestinal
bleeding or other disorder associated with an increased risk of bleeding
within ninety days before surgery; an endoscopically verified peptic ulcer
disease within thirty days of surgery; uncontrolled hypertension; a malignant
tumor receiving cytostatic treatment or being the reason for the knee
arthroplasty; an alanine or aspartate aminotransferase level greater than two
times the upper limit of normal; renal impairment (defined as estimated
creatinine clearance of <30
mL/min)18;
thrombocytopenia; a history of drug or alcohol abuse in the past six months;
an allergy to venographic contrast media or iodine; and a contraindication to
warfarin.
Treatment Regimens
Warfarin Management
To guide warfarin dosing, international normalized ratios were measured at
the study site (with treatment blinding maintained) on postoperative days 1,
2, and 3; the day of venography; and as required. International normalized
ratios were measured either at the point of care with use of encrypted devices
provided or at local laboratories with a system that prevented access to the
international normalized ratios by the local study team. All international
normalized ratios were reported by means of an interactive voice-response
system, which then relayed back to the local sites either the actual
international normalized ratios for the warfarin patients or, for those
patients receiving ximelagatran, the sham international normalized ratios
generated to mimic values typically observed in warfarin-treated patients. A
warfarin-dosing nomogram was provided, but the choice of either the warfarin
or the placebo dose was made at the individual investigator's discretion.
Treatment compliance was assessed for ximelagatran by the number of doses
taken (and missed) during the study as reported in the medication logs and for
warfarin by the percentage of patients within the therapeutic range.
Efficacy Assessments
Assessment for Deep-Vein Thrombosis and Pulmonary Embolism
The criterion for a diagnosis of deep-vein thrombosis was a consistent
intraluminal filling defect visible on at least two images. To be considered
adequate for evaluation, venograms needed to show all deep veins except the
deep femoral vein, the muscular veins of the calf, and the anterior tibial
veins, although these veins were included in the evaluation if visible or if a
clot was detected. Venograms were classified as indeterminate if there was a
lack of filling of a region of the deep-vein system without a filling defect
in the same region. Symptomatic proximal deep-vein thrombosis could be
diagnosed by compression ultrasound, but diagnosis of symptomatic distal
deep-vein thrombosis required venography. A diagnosis of pulmonary embolism
was made if (1) a ventilation-perfusion lung scan revealed one or more
segmental pulmonary perfusion defects in at least two views with corresponding
normal ventilation, (2) pulmonary angiography showed a persistent intraluminal
defect or an abrupt cutoff of a vessel that was >2.5 mm in diameter, (3) a
spiral computed tomographic scan demonstrated a distinct filling defect in a
large vessel, (4) embolectomy was performed, or (5) it was determined by
autopsy.
Safety Assessment
Bleeding Criteria
Bleeding events were classified as "major" if they were
clinically overt (defined as clinically apparent bleeding or signs and/or
symptoms suggestive of bleeding with confirmatory imaging studies [e.g.,
ultrasound or computed tomography]) and met one or more of the following
criteria: (1) involvement of a critical site (intracranial, retroperitoneal,
intraocular, intraspinal, or pericardial); (2) a bleeding index of 2.0 or more
(calculated as the baseline hemoglobin level [in grams per liter] minus the
hemoglobin level at the end of treatment plus the number of units of packed
red-blood cells or whole blood transfused); (3) a need for medical or surgical
intervention; or (4) fatal bleeding. Clinically overt bleeding episodes that
did not meet any of these criteria were classified as "minor,"
and, if bleeding episodes were not clinically overt, they were classified as
"criteria for bleeding event not satisfied."
Statistical Analysis
To ensure that adequate objective efficacy assessments could be made on at
least 1720 patients at the end of the study, we planned to randomize
approximately 2300 patients, anticipating that, at most, 25% of the venograms
would be inadequate for evaluation. The efficacy analyses included all
patients who had received at least one dose of study medication and had a
venogram adequate for evaluation; had symptomatic, objectively confirmed
deep-vein thrombosis or pulmonary embolism; or had died during treatment.
Bilateral venography was required, but patients undergoing unilateral surgery
were included in the efficacy analysis even if a venogram adequate for
evaluation could be obtained only in the leg on which surgery was performed or
if a clot was visualized in the contralateral side. For patients who underwent
bilateral knee surgery, venograms adequate for evaluation in both legs were
required unless deep-vein thrombosis was detected in one leg. Symptomatic
venous thromboembolism or deaths occurring within two days after venography or
up to day 12 if no venography was performed were deemed to have occurred
during the treatment period.
Results
Baseline Characteristics of the Patients
Within the efficacy population, forty-four (4.5%) of 982 patients
assigned to ximelagatran and thirty-one (3.2%) of 967 patients assigned to
warfarin had a history of venous thromboembolism. The details of the operation
and the course of hospitalization were also similar between the treatment
groups. The surgical position was supine for all patients. The surgical
approach was medial parapatellar in 888 (90.4%) of 982 ximelagatran-treated
patients and 868 (89.8%) of 967 warfarin-treated patients, and a tibial
tuberosity osteotomy was performed in only eight (0.8%) of 982 patients in the
ximelagatran group and in twelve (1.2%) of 967 patients in the warfarin group.
Approximately 130 (13.2%) of 982 patients in the ximelagatran group and 145
(15%) of 967 patients in the warfarin group underwent epidural catheter
placement, with a mean duration of use between nine and eleven hours. The mean
time to the first dose of medication on the day after surgery was 20.2 hours.
The mean time to walking was 1.9 days, and the mean hospital stay was 5.6
days. Most patients (1082 [94%] of 1151 patients in the ximelagatran group and
919 [80%] of 1148 patients in the warfarin group) received study medication
for seven to twelve days, with the lower percentage of patients in the
warfarin group being primarily due to the need to withhold doses when a
therapeutic or elevated international normalized ratio was obtained. Efficacy
data adequate for evaluation were available for 1949 (84.8%) of 2299 treated
patients. After the treatment period, 30% of the patients in each group
received follow-up anticoagulant therapy.
Efficacy Assessment
The number of patients needed to treat to prevent one composite primary
end-point event with ximelagatran compared with warfarin was eleven patients
(95% confidence interval, eight to nineteen patients). Stated another way, the
relative risk reduction indicates nine fewer venous thrombosis events per 100
patients undergoing total knee arthroplasty with ximelagatran than with
warfarin. In a sensitivity analysis of patients who had total knee
arthroplasty that excluded sixty-two patients (thirty-four in the ximelagatran
group and twenty-eight in the warfarin group) in whom unilateral but not
bilateral venography was performed, similar reductions were achieved (absolute
risk reduction, 9.5%; relative risk reduction, 28.9%; p < 0.001).
Local Interpretation of Venograms
The incidence of total venous thromboembolism and death from all causes
with use of the local interpretation of venograms was 300 (30.1%) of 996
ximelagatran-treated patients compared with 363 (35.8%) of 1014
warfarin-treated patients (p = 0.007). The superior efficacy of ximelagatran
was consistent across all subgroups analyzed, on the basis of gender, age,
country, history of venous thromboembolism, body weight, estimated creatinine
clearance, type of anesthesia, and time to venography. No significant
interactions were found between treatment and any of the subgroup factors (p
= 0.304), indicating that the efficacy of ximelagatran (relative to
warfarin) was consistent in all of the examined subgroup categories.
Safety
The types of major bleeding events included wound hematoma (four patients
in the ximelagatran group and three in the warfarin group), gastrointestinal
bleeding (four and one, respectively), wound bleeding (three and one,
respectively), and a subdural hematoma (an exacerbation of a chronic subdural
hematoma due to a recent fall) in one patient in the ximelagatran group. The
gastrointestinal bleeding event in one patient in the ximelagatran group was
due to a bleeding duodenal ulcer and was judged to be the cause of death in
that patient. One additional major bleeding event occurred in each treatment
group during the follow-up period. Approximately half (seven) of all thirteen
major bleeding events in the ximelagatran-treated patients occurred in the
first three postoperative days, while five of the six bleeding events in the
warfarin group occurred after day 4.
Liver Enzymes
The first onset of an elevation of alanine aminotransferase levels greater
than three times the upper limit of normal was detected in five (0.5%) of 1078
patients in the ximelagatran group and in six (0.6%) of 1071 patients in the
warfarin group at the end of treatment and in five (0.5%) of 1091 patients and
one (0.1%) of 1083 patients, respectively, at the follow-up visit (more than
two days after the last dose of study medication). The alanine
aminotransferase values normalized in all of the ximelagatran-treated patients
within four weeks of onset. No clinical signs or symptoms were attributed to
the alanine aminotransferase elevations.
The membership of the EXULT B Study Group, a figure presenting the
cumulative proportion of bleeding events, and tables presenting the surgical
details of the efficacy population and evaluation of the surgical wounds are
available with the electronic versions of this article, on our web site at
(go to
the article citation and click on "Supplementary Material") and on
our quarterly CD-ROM (call our subscription department, at 781-449-9780, to
order the CD-ROM). ?